Actions
Customer Due Diligence¶
Description: Customer verification and authentication process to assess risk and prevent financial crime.
Check List:
| Term | Full Name | Purpose |
|---|---|---|
| Mule | Money Mule / Nominee Account | To detect and flag accounts used for laundering illicit funds or "Rent-an-Account" schemes. |
| APS - UN List | Sanctions - United Nations List | To block transactions involving individuals/entities sanctioned by the UN (Terrorism/WMD). |
| APS - TH List | Sanctions - Thailand List (AMLO) | To freeze assets and stop transactions for individuals designated by the Thai Anti-Money Laundering Office. |
| LED | Legal Execution Department | To verify bankruptcy status or assets under legal seizure/execution orders. |
| DOPA | Department of Provincial Administration | To validate Identity (ID Card status) and ensure the person is alive and the card is legitimate. |
| PEP | Politically Exposed Person | To identify high-risk individuals in political/public office who require Enhanced Due Diligence (EDD). |
Updated by prin methirattanasophon about 2 months ago · 2 revisions